Author Type

Graduate Student

Date of Award

Spring 4-9-2026

Document Type

Dissertation

Publication Status

Version of Record

Submission Date

April 2026

Department

Finance

College Granting Degree

College of Business

Department Granting Degree

Finance

Degree Name

Doctor of Philosophy (PhD)

Thesis/Dissertation Advisor [Chair]

Sofia Johan

Abstract

This dissertation examines how impact investment capital is allocated and structured, focusing on geographic targeting, investor heterogeneity, and the participation of sovereign wealth funds (SWFs). The first essay investigates the geographic determinants of impact investments, assessing whether they flow to communities with lower economic connectedness—a proxy for economic mobility. It further explores how the location and type of co-investors influence investment characteristics, investor monitoring, and exit outcomes, shedding light on how traditional and impact investors interact and shape investment outcomes. The second essay examines the role of SWFs in impact investing. It analyzes the channels through which SWFs deploy impact capital, investigating whether they invest directly in impact ventures or allocate capital through intermediary impact funds. The essay also examines how variation in SWF mandates and differences in formal and informal institutions shape impact investing strategies. These essays contribute to the growing literature on the strategic allocation of impact investments and the role of sovereign wealth funds in impact investing.

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